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Posts tagged regulatory compliance

Back to the Basics-How Will Your Plan Fare in an Audit or Lawsuit?

Back to the Basics-How Will Your Plan Fare in an Audit or Lawsuit?

Going back to the basics is a great plan fiduciary resolution for 2021.

Fiduciary Advice, Qualified Retirement PlanCarol BuckmannDecember 20, 2020ERISA, regulatory compliance, fiduciary responsibility, ERISAlitigation, audit

Lauri London Quoted in Regulatory Compliance Watch Article on PP Loans

Lauri London Quoted in Regulatory Compliance Watch Article on PP Loans

Lauri London quoted in the April 13, 2020, Regulatory Compliance Watch newsletter.

Firm News, Investment Adviser Law, COVID-19Lauri LondonApril 13, 2020regulatory compliance, investment adviser law