INSIGHTS


 
Does the SEC Expect Investment Advisers to Make a Sweeping Compliance Upgrade?

The SEC thinks that it “clarified” Reg BI when it published a new 42-page interpretation. But to us, it looks like investment advisers may need to make a wholesale upgrade of compliance programs. Read more…

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We’re Hiring: Employee Benefits Attorney

We’re hiring! Are you an experienced employee benefits or executive compensation lawyer?

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Sandra Cohen