Is there a way around ERISA class actions? Do you want to take it?
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We share expert insights on executive compensation, retirement plans, fiduciary duties, and more.
Stay updated on the latest legal trends and practical advice for employers and executives.
New Guidance from OICE encourages changes to Investment Advisers’ compliance programs to address specific risk. Off-the-Shelf compliance programs don’t cut it anymore.
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Can you defend your selections if you are sued?
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Did you know that your recordkeeper and vendor are not relieving you of your fiduciary responsibility for plan administration?
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ERISA litigation doesn’t only target 401(k) plans and ESOPs. Here are some current lawsuits challenging defined benefit plan practices.
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Newly proposed IRS regulations would eliminate a risk that deters employers from participating in multiple employer plans.
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Carol’s latest Ask the Lawyer column for 401ktv explains the changes.
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How long do participants have to sue for fiduciary breaches? The Supreme Court will decide.
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Carol was interviewed in this article on ERISA 3(21) advisers and 3(38) investment managers and why you should consider hiring them.
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Here’s another option to limit fiduciary litigation exposure.
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Good Practices to Defeat Excessive Fee Lawsuits
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Nobody is born knowing how to be a fiduciary, which is why learning how to best fulfill fiduciary responsibilities is so important.
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Be Ready if the DOL Comes Calling
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There’s a new risk alert issued by OCIE - Investment Advisers should take note: it addresses Privacy Notices .
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Will other courts impose pension liabilities on private equity funds?
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