Lauri B. London
investment adviser and corporate ATTORNEY
Lauri has over fifteen years of experience advising investment advisers, originally as an associate in the New York law firm of Rosenman & Colin (now Katten Muchin Rosenman) and for most of her legal career as in-house counsel and Chief Compliance Officer of an SEC-registered investment adviser.
Most recently, she served as Chief Compliance Officer and Associate General Counsel for Boston Private Wealth and its predecessor firm, Banyan Partners. When Boston Private Bank & Trust Company acquired Banyan Partners, a registered investment adviser for which she served as Chief Compliance Officer and General Counsel, Lauri was responsible for all compliance matters relating to the acquisition and registration of the new firm. As Chief Compliance Officer of Boston Private Wealth, she designed and implemented a comprehensive compliance program for the newly formed adviser.
Prior to her employment with Boston Private and Banyan, she was General Counsel and Chief Compliance officer of Ark Asset Management, Inc., in New York, where she handled all legal and compliance matters for a privately held SEC registered investment adviser. Ark Asset managed funds of mainly institutional clients, including pension plans and Taft-Hartley Funds. Ark Asset also sponsored private funds, for which Lauri authored the offering and subscription documents and handled all compliance matters.
Prior to her legal career, she earned her CPA, working in both public and private accounting in the financial services industry.
Columbia University School of Law - J.D. 1994
Lehigh University - B.S., Accounting 1985