The SEC thinks that it “clarified” Reg BI when it published a new 42-page interpretation. But to us, it looks like investment advisers may need to make a wholesale upgrade of compliance programs. Read more…
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Is there a way around ERISA class actions? Do you want to take it?
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Can you defend your selections if you are sued?
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Did you know that your recordkeeper and vendor are not relieving you of your fiduciary responsibility for plan administration?
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ERISA litigation doesn’t only target 401(k) plans and ESOPs. Here are some current lawsuits challenging defined benefit plan practices.
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How long do participants have to sue for fiduciary breaches? The Supreme Court will decide.
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Carol was interviewed in this article on ERISA 3(21) advisers and 3(38) investment managers and why you should consider hiring them.
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Here’s another option to limit fiduciary litigation exposure.
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Good Practices to Defeat Excessive Fee Lawsuits
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Nobody is born knowing how to be a fiduciary, which is why learning how to best fulfill fiduciary responsibilities is so important.
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Be Ready if the DOL Comes Calling
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These issues should be on your radar screen if you are considering retiree cashouts.
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Employee plan litigation is not going away. The all new 2019 Intelligent Fiduciary Guide contains contains Carol Buckmann’s most popular posts and articles on fiduciary issues and best practices.
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Plan administration needs to be a team effort. Understand and fulfill your responsibilities to avoid costly errors.
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What you don’t know can hurt you (and your participants.)
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