Part 2 of the series, Carol Buckmann continues to explore if, when and how mandatory arbitration clauses can be used to rein in the significant increase in fiduciary breach class actions.
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Carol Buckmann to speak at the Twelve Points Retirement Advisors’ webinar, “Not Doing RFPs for your Retirement Plan? Learn Why This Can Be a Costly Mistake Your Organization is Making,” on June 17, 2021 @ 12:00 p.m..
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Courts don’t review investment decisions and fees with 20/20 hindsight. Fiduciaries need to follow and document a prudent process.
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Advisers must follow new rules when giving rollover advice.
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Carol Buckmann to present at Stafford live webinar, “Private Equity Compliance With ERISA: Fiduciary Duties in Managing ERISA Plan Assets on September 16, 2020.
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Carol Buckmann weighs in on SCOTUS decision in Thole v. U.S. Bank.
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Carol Buckmann quoted in Law360 article about new ERISA lawsuits that could clarify plans' cybersecurity duties,
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Carol Buckmann talks about litigation surrounding target-date funds in the latest issue of Plan Sponsor magazine.
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Carol Buckmann’s “Ask the Lawyer” column explores whether using retirement plan participant data to cross-sell products violates ERISA.
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