Insights — Cohen & Buckmann, P.C.

INSIGHTS

Posts in Fiduciary Advice

Fiduciary Responsibility-Can You Hire It Away?

Fiduciary Responsibility-Can You Hire It Away?

Choices for plan sponsors who want to limit fiduciary exposure.

Fiduciary AdviceCarol BuckmannJune 28, 2018

Avoid Audit Flags--How to Lower Your Plan's Audit Risk

Avoid Audit Flags--How to Lower Your Plan's Audit Risk

The largest plans aren’t the only ones selected for audit.

Qualified Retirement Plan, Fiduciary AdviceCarol BuckmannJune 26, 2018

Wrong Assumptions Plan Sponsors Make

Why common misconceptions about plans can get you into trouble.

Qualified Retirement Plan, Fiduciary AdviceCarol BuckmannJune 7, 2018

Have You Reviewed Your Recordkeeping Agreement Lately?

Have You Reviewed Your Recordkeeping Agreement Lately?

You shouldn’t be operating a plan in 2018 using an agreement signed in 1994.

Fiduciary Advice, Qualified Retirement PlanCarol BuckmannJune 4, 2018

Fiduciaries, Protect Yourselves--Hire a Great Adviser

Fiduciaries, Protect Yourselves--Hire a Great Adviser

Protect yourselves even if the government doesn’t.

Fiduciary AdviceCarol BuckmannMay 30, 2018

Hydras and the Fiduciary Rule: Why We May Still Have New Advice Standards

Hydras and the Fiduciary Rule: Why We May Still Have New Advice Standards

Why the move to strengthen fiduciary standards is not dead.

Fiduciary Advice, Investment Adviser LawCarol BuckmannMay 14, 2018

Plan Fiduciaries: Accused of a Breach? Don't Be Left Out in the Cold

Plan Fiduciaries: Accused of a Breach? Don't Be Left Out in the Cold

Fiduciaries should understand how insurance and indemnification work.

Fiduciary AdviceCarol BuckmannMay 3, 2018

SEC Proposes Fiduciary Rule "Lite": What It Does and Doesn't Do

SEC Proposes Fiduciary Rule "Lite": What It Does and Doesn't Do

The SEC proposal’s scope.

Investment Adviser Law, Fiduciary AdviceCarol BuckmannApril 26, 2018

Do You Review Your Investment Advisor?

Don't forget this important review.

Fiduciary AdviceCarol BuckmannMarch 28, 2018

The Fiduciary Rule-Reports of Its Death Are Greatly Exaggerated

The Fiduciary Rule-Reports of Its Death Are Greatly Exaggerated

The future of the Fiduciary Rule and heightened conduct standards is yet to be determined,

Fiduciary AdviceCarol BuckmannMarch 22, 2018

Free Guide: The Intelligent Fiduciary - All New 2018 Series

Free Guide: The Intelligent Fiduciary - All New 2018 Series

Fiduciary AdviceSandra CohenMarch 1, 2018

Fiduciary Liability Insurance---Why You May Need It

Fiduciary Liability Insurance---Why You May Need It

Fiduciaries May Not Already Be Covered

Fiduciary AdviceCarol BuckmannFebruary 20, 2018

Are Your Plan Files Complete? What an Auditor Will Want to See

Are Your Plan Files Complete? What an Auditor Will Want to See

Good plan files can make audits more painless. Here's what to keep.

Qualified Retirement Plan, Fiduciary AdviceCarol BuckmannFebruary 14, 2018

The Educated Fiduciary: How to Up Your Game

The Educated Fiduciary: How to Up Your Game

Suggestions for raising the bar in fulfilling your fiduciary responsibilities.

Fiduciary AdviceCarol BuckmannFebruary 8, 2018

Nobody Wants to Be Sued-What 401k Fiduciaries Can Do to Reduce Their Risk

Nobody Wants to Be Sued-What 401k Fiduciaries Can Do to Reduce Their Risk

Fiduciary AdviceCarol BuckmannFebruary 5, 2018